21 I submit the article is hearsay. Also, even
22 if it weren't hearsay, I am renewing my prior
23 objection, Your Honor, that this court has
24 overruled as to the other medical articles in that
25 it's not proper to use on direct examination.
207
1 As to the patent, what I have for Exhibit
2 Number 15 is a printout from a website.
3 MS. ANDERSON: It's on the United States
4 Patenting Trademark office's official website, is
5 what that is, and he authenticated it.
6 MR. FELOS: Well, the point is for
7 authentication. If it's supposed to be
8 self-authentication, it requires the signature of
9 the public official, Your Honor, so it's not
10 self-authenticating.
11 MS. ANDERSON: Dr. Hammesfahr authenticated
12 it.
13 THE COURT: I'm going to receive the other one
14 subject to that same motion to strike. I'm
15 troubled by the patent since I don't understand
16 what a patent is supposed to tell me.
17 MS. ANDERSON: Okay.
18 THE COURT: To me, you make a new procedure.
19 If the new procedure works, that means you pull the
20 trigger and the hammer falls, it works. But I
21 don't know what that tells me about it's science in
22 the relevant scientific community. My guess is
23 that there are medical patents out there that, you
24 know, are abandoned, for want of a better word.
25 MS. ANDERSON: Oh, sure. But one of the
208
1 things that you also have to consider hearing is
2 efficacy. That's one of the issues that the Second
3 DCA wants to know about, probable efficacy. And we
4 will address that again with Dr. Hammesfahr later
5 on.
6 THE COURT: But, again, how does a patent --
7 you have -- since I don't know what a patent means.
8 MS. ANDERSON: It tells you new. Now, again,
9 that's one of the things that the Second DCA said
10 that establishes, new. That's what that does at a
11 minimum.
12 I'm not saying, Judge -- well, whatever
13 Mr. Felos thinks I'm saying. All I'm saying is
14 Dr. Hammesfahr applied for and received a patent
15 from the United States government for new medical
16 therapy. Maybe he will tell the Second DCA
17 something about new, and if we read it, it will
18 tell them something about efficacy.
19 MR. FELOS: Your Honor, this patent also
20 contains hearsay within hearsay.
21 MS. ANDERSON: Like trial transcripts is a
22 public record.
23 Judge, can we move on? Have you made your
24 ruling?
25 THE COURT: No, I haven't. I'm still
209
1 wrestling with it.
2 Does the witness have the documents you wish
3 to be received or are they in your book?
4 MS. ANDERSON: The patent. You have them in
5 the evidence, if that's what you're asking.
6 THE COURT: You wish to bring into evidence
7 what exhibit?
8 MS. ANDERSON: It's in the book.
9 THE COURT: You will need to give me those
10 numbers.
11 MS. ANDERSON: The patent is exhibit?
12 THE COURT: Fifteen.
13 MS. ANDERSON: The article is exhibit?
14 THE COURT: Seventeen.
15 (Whereupon, the documents referred to were
received
16 in evidence as Respondents' Exhibit Numbers 15 and 17.)
17 BY MS. ANDERSON:
18 Q. Dr. Hammesfahr, would you read the exhibit
19 numbers on the article that you have in front you?
20 A. Twenty-four, 28, 25, 30, 32, 33, 34, 35, 40,
21 41, 42, 44, 45, 46, 47, 50, 54, 58, 64, 72, 74, 75, and
22 76.
23 Q. What effects did calcium channel blockers have
24 on vasospasm?
25 A. Certain calcium channel blockers were the
210
1 first to identify the use of treating vasospasm. Some
2 are very effective and some are less effective.
3 Q. What are Statins?
4 A. Statins were drugs that were originally
5 thought to treat cholesterol, high cholesterol, lower
6 cholesterol, thus decreasing cholesterol plaque
7 formation in helping to prevent stroke. But also
8 orthometric oxide relieves the body and thus having
9 immediate effect on the blood vessels by increasing
10 blood flow due to nitroglycerin and nitric oxide release
11 and changes.
12 Q. Do you use calcium channel blockers in and
13 stanton in your therapy?
14 A. Yes, we do.
15 Q. Are there other types of drugs that you use?
16 A. Yes, they are.
17 Q. What are they?
18 A. They are medications called ACE or ARB
19 medications. Those are two families of medications that
20 work on the nitroglycerin/nitric oxide pathway to the
21 body and enters into the converting enzyme pathway and
22 its component pathways.
23 Q. Now, angiotensin, as you said to me, as a
24 layman, is a drug that has the effect of lowering the
25 blood pressure. Am I not understanding that correctly?
211
1 A. Yes, it does. All vasodilators can lower
2 blood pressure if used in a higher dose because they
3 dilate blood vessels and lower blood pressure. So you
4 can lower blood pressure with any of these medications,
5 although, you don't have to to treat the underlying
6 disorder.
7 Q. Now, have you had success in recovering
8 cognitive function in your patients?
9 A. Yes. We have had improvement in the cognitive
10 function of the patient.
11 Q. Are there any examples of that in the
12 courtroom today?
13 A. Yes, they are.
14 Q. Can you tell the court -- can you identify the
15 patients in the audience today and tell the court
16 briefly what condition that patient was in when he first
17 presented to you?
18 A. Well, Miriam Sapiro, who's in a blue-green
19 outfit back by the column, had had a head injury and she
20 had difficulties with concentration, severe migraines.
21 Was one of our first patients that actually went on
22 these medications and has done very well since then, is
23 living independently.
24 Q. Was she not living independently when she
25 first came to you?
212
1 A. She was having a great deal of difficulty
2 living independently before we started.
3 Q. Has her cognitive function improved?
4 A. Oh yes.
5 Q. And do you have her evaluated how?
6 A. We have her evaluated with respect to
7 neuropsychological testing.
8 Q. Outside of your office?
9 A. Yes.
10 Q. By someone else outside of your office?
11 A. Yes.
12 Q. What else?
13 A. Robin Robinson is in the first row wearing
14 gold. She brought her father to me eight years after a
15 stroke. He was partially paralyzed. And he was a
16 psychologist, a professor of psychology, who was no
17 longer able to live independently. He started was on
18 medication. She kept a diary of three weeks during the
19 time frame when he cognitively -- he came in in a
20 wheelchair and walked home out of the wheelchair.
21 He has also had major cognitive improvements.
22 Three months later, he got out of the wheel chair, was
23 able to walk up and down steps, going to support
24 meetings. And also, he would live independently. Was
25 living in a non-independent status, was able to go home
213
1 for three or four months in an independent status. It
2 was eight years after his stroke.
3 Q. Eight years?
4 A. Eight years that I started treating him after
5 his stroke.
6 Q. Now, let me ask you a question about years
7 from original injury. In your experience with this
8 vasodilation therapy, does it make a difference how far
9 out from the injury the patient might be?
10 A. Yes, there is a difference.
11 Q. What is the difference?
12 A. Well, it's best to treat somebody who's having
13 a stroke the moment that they're having it, or within
14 the first hours or days or weeks. The farther out you
15 are, there is going to be more difficulty in getting the
16 same level of improvement as if you could see somebody
17 while they are having the stroke.
18 Q. Now, is that true -- or is there a point where
19 the patient reaches maximum medical improvement?
20 A. Yes, there is.
21 Q. And is there a consensus in the literature on
22 what that point is?
23 A. Yes, there is.
24 Q. What is that?
25 A. The general consensus of the published
214
1 reports, one done in Copenhagen recently of 1,200 --
2 1,197 patients is that by three month the person has
3 essentially reached the plateau stage beyond which
4 functional recovery is unlikely.
5 Q. And has that been your experience?
6 A. Well, that's been my experience prior to using
7 something like hyperbaric or vasodilators, yes. It
8 might go a little longer, six months or nine months, but
9 then you are having very little improvement.
10 Q. Now, if a patient is one year out or five
11 years out, is there any difference in terms of that
12 recoverability factor?
13 A. Well, you know, we're seeing -- it's sort of
14 like -- the concept is sort of like having a knee injury
15 with a torn cartilage. Once you have a torn cartilage
16 and you have your injury, you are either going to limp
17 around for a while and either recover or not recover.
18 If you don't recover, you will continue to limp until
19 you have some sort of a definitive treatment, like
20 surgery, and then you will start to feel better.
21 So in medicine, the concept of maximum medical
22 improvement is the degree of improvement that you will
23 get with whatever therapies you are on at that point.
24 Once you start a new therapy, there will be a new type
25 of maximum medical improvement. So a patient one year
215
1 out or five years out will still have improvement once
2 they start, in our case, vasodilators, hyperbaric, or
3 other therapies out there now.
4 Q. So you're not saying that a patient who's four
5 years out will be a better candidate for recovery than a
6 patient who is seven years out?
7 A. Well, we've had dramatic recoveries in
8 patients, dramatic sometimes right away and sometimes
9 over a year or two or three years. A patient can be a
10 year out as well as ten years or longer.
11 Shawn, back there, is a young man with
12 cerebral palsy approximately 13 years before I started
13 treating him. He could walk slightly before I started
14 treating him. His mother just told me today, a year
15 into treatment, he is walking to about five classrooms.
16 So you can get major improvements in patients
17 who have been plateaued for a very long period of time.
18 It's just like heart disease. If you don't treat a
19 person with medication after their heart attack, and
20 then three, five, ten years later start treating with
21 nitroglycerin or ACE inhibitors or calcium channel
22 blockers, you're going to see improvement in those
23 patients.
24 Q. And a common thread is vasospasm?
25 A. The common thread is increasing oxygen
216
1 delivery to the tissues. And whether that's done by
2 increasing blood flow through damaged blood vessels with
3 the medication ACE inhibitors or nitrates or calcium
4 channel blockers dilates damaged blood vessels and
5 allows improved blood flow to those areas, or whether
6 you do it through hyperbaric or whether you do it
7 through some other mechanism. There are many mechanisms
8 to increase that blood flow to the area or increase
9 oxygen delivered to the area.
10 And, of course, the more of these things you
11 do, the better. You can actually mix certain
12 modalities; hyperbaric and vasodilators with other
13 modalities out there.
14 Q. So the common thread is not vasospasm, the
15 common thread is reducing inadequate oxygenation to the
16 brain?
17 A. The common thread to getting people better is
18 increasing and improving the oxygen delivery and the
19 metabolism of those damaged nerves in number. You can
20 do that through a variety of mechanisms of which
21 vasodilation might increase the blood flow is one.
22 Hyperbaric is another one.
23 There are medicines that are used routinely in
24 certain patients that work strictly on metabolism. In
25 children, it's Ritalin, and that can be used for
217
1 brain-injury patients, too, working, again, on the
2 damaged nerves in number but working different
3 mechanisms. So there are many mechanisms to make that
4 number start to function again or to make certain cells
5 in that area to function again.
6 Q. What is a working definition of a reflex
7 action?
8 A. A reflex action is an action which is
9 essentially not under unconscious control. In fact,
10 it's difficult to have conscious control over that
11 action. It's fleeting. It's very rapid. It's
12 generally involved with self-protection of the body and
13 it's very rapid unconscious response.
14 Q. Do people who do not have brain injuries
15 exhibit reflexes?
16 A. Yes.
17 Q. As a neurologist, what does intact reflex
18 responses tell you?
19 A. Reflexes are of several different levels.
20 They essentially go from some part of the body that
21 interacts with the outside world, like the arm or the
22 foot or the eye to the spinal cord and then back to the
23 arm or the foot, or they may go on to the brain, then
24 back out. So you have different levels of reflex
25 activity.
218
1 The presence of the reflex simply tells you
2 that circuit that goes to the spinal cord or to the
3 brain and then back is intact. The health risk or how
4 active that reflex is gives you other information how it
5 deals with the nervous system or how injured it may be.
6 Q. What is the threat reflex?
7 A. The threat reflex is a self-protection reflex.
8 It's generally done through vision. It's something
9 coming rapidly towards your field of vision with a
10 blockage, of some sort, to light, and your eyes grab it
11 and may startle or jump to it.
12 Q. What is the startle reflex?
13 A. Startled reflex is a reflex of which the body
14 is trying to protect itself of something it doesn't
15 expect. So it's similar to the threat response, but
16 it's more of a total body response. So, usually it
17 involves the body withdrawing as close as it can from
18 the world around it and having the physical jump in that
19 you can frequently see.
20 Q. A twitch?
21 A. A twitch. Again, instantaneous.
22 Q. What is the Saccades, S-a-c-c-a-d-e-s, reflex?
23 A. Saccades are very quick motions of the eye
24 that the eye uses to find something it wants to look at
25 in fixing. So it's essentially a twitch of the eye
219
1 bringing the pupils directly at something.
2 There is a very common reflex that deals with
3 tracking called nystagmus in which you have twitches.
4 It occurs when we are driving on the road and somebody
5 is staring off and watching trees go by. You'll watch
6 the eye, it will twitch back and forth. It twitches and
7 picks up a tree, then moves slowly and follows the tree,
8 then twitches, follows another tree. You find it
9 through a very rapid psychotic movement and then
10 tracking it until it gets to the next one.
11 Q. How is the Saccades reflex related to brain
12 injury, if at all?
13 A. Well, you can have -- if you have -- because
14 it is a reflex, if you have a circuit that goes between
15 the eye and the control of mechanism of the eye muscles
16 injured or interrupted, you will lose that Saccadic
17 twitch into the direction of where the entry may be.
18 THE COURT: Why don't we use this as a time
19 for a break. We have been here for almost two
20 hours.
21 Doctor, I'm going to caution you. You are
22 still a witness on the witness stand. Please don't
23 talk to anybody during this break about the case,
24 about your testimony, or about what you intend to
25 testify about.
220
1 Let's take 15.
2 (Whereupon, a short recess was taken after
3 which the following proceedings transpired:)
4 BY MS. ANDERSON:
5 Q. Dr. Hammesfahr, I would like to hand you what
6 I have premarked as Exhibits 77 and 88. Eighty-eight is
7 from Lancet and 77 is from the New England Journal of
8 Medicine.
9 MS. ANDERSON: May I approach?
10 THE COURT: Yes, ma'am.
11 BY MS. ANDERSON:
12 Q. I'll ask you if you recognize those article or
13 articles?
14 A. Yes, I do.
15 Q. Are they articles that you have reviewed as
16 part of your ordinary medical practice in preparation
17 for testifying in this case?
18 A. Yes, I have.
19 Q. How do those articles relate to changes in the
20 last two years?
21 A. Well, they're incredibly important. The HOPE
22 Trial and PROGRESS Trial. They deal with the use of ACE
23 inhibitors in patients with strokes. They essentially
24 show that these medications should be given to all
25 patients who are at risk of having a stroke or have
221
1 previously had a stroke. Those who previously have had
2 a stroke are at high risk for a second stroke.
3 These are medicines whose side-effect is for
4 lowering the blood pressure, but that the improvement in
5 patients is so dramatic than those who don't get it that
6 even patients with low blood pressure should be given
7 these medicines, and it's safer to give them to patients
8 with low blood pressure than for them to live without
9 these medicines because of the affect on the brain, the
10 blood pressure in the brain.
11 Q. The P in PROGRESS stands for Perindopril,
12 P-E-R-I-N-D-O-P-R-I-L, right?
13 A. Correct.
14 Q. And what is the pharmacological effect of
15 Perindopril?
16 A. Perindopril is a violator of blood vessels.
17 Q. The results from -- were these studies
18 international in scope, by the way?
19 A. These studies were international in scope,
20 yes.
21 Q. How many patients overall?
22 A. The Progress seven -- 6,405 patients from 172
23 centers in Asia, Australia, and Europe were involved.
24 In the Hope study, 9,297 high risk patients were
25 involved.
222
1 Q. And do those research results represent a
2 C-change in the treatment of stroke?
3 A. Yes, they do.
4 Q. In what sense?
5 A. They essentially represent C-change in that is
6 now understood that medication can be used to increase
7 blood flow or to maintain blood flow to the brain and
8 that these medications will help those who had a stroke
9 or are at risk of a stroke. They change entirely our
10 approach from trying to stop an embolism, a clot from
11 going to the brain to trying to improve and maintain the
12 blood flow in the brain. And by improving or
13 maintaining blood flow to the brain, preventing stroke
14 or preventing other vascular injuries and actually
15 causing improvement in a variety of different ways.
16 Q. Previously, a patient presented in an
17 emergency room in the immediate aftermath of a stroke or
18 during a stroke, what was the proper treatment with
19 regard to trying to control blood pressure?
20 A. Controlling blood pressure in a patient with a
21 new stroke previously has not had a very good consensus.
22 Some people have tried to allow the blood pressure to
23 rise to a new level. Others have allowed the blood
24 pressure to rise, but not to dangerous levels. Of
25 course, they obviously define dangerous in a different
223
1 manner than those who allow blood pressure to go to any
2 level at all, and others have tried to lower blood
3 pressure to a more normal range. So there's not been a
4 good unified consistent consensus among the people.
5 Q. Does the results shown in the Progress Trial
6 and Hope Trial have an impact on the treatment of acute
7 stroke?
8 A. There's already impacting being seen from
9 these studies. As other studies are now primarily from
10 Europe, the centers associated with this original study,
11 are now reporting that they're advocating the use of
12 these medicines in the emergency room setting at the
13 time of original hospitalization. They are actually in
14 the process reporting these studies. Some of these
15 studies are in literature now.
16 Q. And has this information since its published
17 in the New England Journal been adopted as treatment
18 protocol in the United States?
19 A. I think there is a great deal of consensus
20 among specialists in the U.S. that this is true and
21 accurate and correct information, so it was published in
22 the New England Journal. How individual physicians
23 practice, though, is dependent upon that specific
24 physician as he sees that specific patient in front of
25 him.
224
1 Q. Dr. Hammesfahr, can you briefly, very briefly,
2 walk us through the treatment of new patients that you
3 treat?
4 A. Well, most of our patients --
5 MR. FELOS: Well, I object, Your Honor. The
6 question is vague. "New patient", new patient for
7 what?
8 THE COURT: I'm assuming it's for him.
9 BY MS. ANDERSON:
10 Q. New patient for you. Did you understand that
11 to be my question?
12 A. Yes, I do.
13 Q. Okay.
14 MR. FELOS: Your Honor, I object. I meant in
15 terms of ailment to the patient. What ailment are
16 we talking about?
17 THE COURT: Let's find out. But my guess is
18 he is going to tell us what this patient is
19 suffering from, because, otherwise, his answer
20 would make no sense at all.
21 BY MS. ANDERSON:
22 Q. Suppose a person comes to you as a new
23 patient. This patient has a brain injury of some
24 variety. What would you do for the patient?
25 A. We only primarily treat one disease now. We
225
1 primarily treat one type of a disease, presumably that's
2 neurovascular disease. The cause of the neurovascular
3 disease may vary, but neurovascular is neurovascular;
4 vascular disorders of the nervous system.
5 Now, a vascular injury to the brain or the
6 spinal cord can occur because of infection or can occur
7 because of embolism or anoxia or hypoxia or trauma, but
8 you're still left with injury to the nervous system from
9 that original problem and you're also left with a blood
10 vessel injury, which is similar from brain injury, but
11 different. So the etiology of what we treat is
12 important, but what we treat is actually the same
13 disease across the board with minor variation based upon
14 the actual cause of that disorder or etiology of that
15 disorder.
16 Q. So, in terms of your therapeutic concerns, it
17 matters not if the patient is a near drowning victim or
18 a heart attack victim or a stroke victim; is that what
19 you're saying?
20 A. It has -- in general, it does not matter.
21 There are some specific exclusions or exceptions that we
22 will look for. And it does matter with respect to their
23 long-term management.
24 Now, the cause of the injury -- the cause of
25 the treatment, the cause of the injury will alter the
226
1 long-term maintenance regimen results of that patient
2 dramatically. But with respect to the initial three
3 weeks, three months, or two years, it doesn't make that
4 much difference what is the cause of the disorder.
5 Q. Let's suppose the patient who has suffered a
6 cardiac arrest for a period of five months and as a
7 result has been diagnosed as suffering from anoxic
8 encephalopathy, what would your treatment protocol
9 dictate that you do?
10 A. Well, the treatment protocol varies with a
11 careful history, careful physical examination, a review
12 of other medical records, CAT scan evaluation or MRI
13 evaluation, obtaining an EEG or review of previous EEG
14 records. We generally also videotape our patients
15 during their initial evaluation.
16 Q. Now, is a CAT scan the same as a CT scan?
17 A. Yes, it is.
18 Q. Why do you have a CAT scan done?
19 A. We have a CAT scan done for a lot of different
20 reasons. Partially, it's to identify whether there are
21 other things that may be slowing the patient's expected
22 recovery.
23 Q. Such as?
24 A. Hydrocephalus, where there's accumulation of
25 spinal fluid inside of the brain.
227
1 Q. Why does that occur? Why does the brain
2 retain cerebral spinal fluid?
3 A. The brain can retain it because of scar tissue
4 that results at the time of the original accident.
5 Spinal fluid is made in the center of the brain and then
6 drains out into the spinal cord through very small,
7 almost pinhole-sized passageways. Injuries, strokes,
8 like anoxia encephalopathy, can result in chemicals
9 released into the spinal fluid that causes scarring,
10 trapping the -- or closing partially off that pinhole,
11 causing fluid buildup inside of the brain. That fluid
12 buildup causes pressure in the brain, damaging the
13 brain, as well as cutting off some of the normal blood
14 flow, blood flow patterns inside of the brain.
15 Q. What effects does vasospasm therapy, or your
16 therapy, have on fluid retention in the brain?
17 A. I'm not sure that it has much affect on fluid
18 retention in the brain. That would be sort of a
19 secondary problem that within treating you get the best
20 results in the patient.
21 Q. Can it been treated?
22 A. Yes, it can.
23 Q. How is it treated?
24 A. It can be treated through a variety of ways.
25 One of the ways is giving a mild medication, it's a type
228
1 of diuretic, Acetozalamid. Acetozalamid, it helps cuts
2 down the amount of spinal fluid production, so it allows
3 the drainage to occur that is naturally occurring by
4 cutting down some of the production and bringing things
5 back in balance.
6 Q. Are there other causes besides the scarring
7 over the pinhole drain hole in the brain that would
8 cause fluid retention in the brain?
9 A. Well, you could have a sort of chemical
10 meningitis in the middle of the brain brought on by the
11 release of chemicals from the stroke at the time, or
12 anything else, such as wires through the brain, can
13 frequently can cause infections in the center of the
14 brain which only show up in the spinal fluid tissue
15 there and it could cause some scar tissue, as well. But
16 there are things to look for, too, on the CAT scans.
17 Q. After you have taken a history and have done a
18 physical examination, ordered the radiological, what do
19 you do?
20 A. Monitoring the injury site, we use also a
21 carotid ultrasound and a Transcranial Doppler artery
22 ultrasound.
23 Q. What are you looking for with those tests?
24 A. The carotid artery and Transcranial Doppler
25 artery ultrasound are designed to look for the presence
229
1 of vasospasm in the specific blood vessels of the brain.
2 It gives us a guide for whether vasospasms are present
3 and also gives us a future guide for what medications to
4 use and how to use it on that patient.
5 Q. Now, you treat many patients who have come to
6 you with a diagnosis of persistent vegetative state?
7 A. Yes, I have.
8 Q. Do you recall how recently?
9 A. Within the last year.
10 Q. Have you been able to assist that patient or
11 those patients?
12 A. Most, we have. One, we have not.
13 Q. Do you have an explanation for the one
14 failure?
15 A. Yes.
16 Q. What is it?
17 A. Well, she came to us with many recurring and
18 ongoing urinary tract infections and pneumonias. We had
19 to -- you know, those infections made the administration
20 of the medications difficult or almost impossible. So
21 we had to -- we tried it with her briefly, repetitively,
22 between bouts of infections, but were never able to
23 actually put her on a full trial or course of
24 medications and had to stop our treatment of her until
25 those infections got controlled, which they never did.
230
1 Q. The infections existing elsewhere in the body
2 will have this effect of interfering with your program
3 medications?
4 A. Low level infection, mild infections do not.
5 Very serious infections do. Very serious infections can
6 cause the blood pressure to lower. The risk of lowering
7 blood pressure are strokes with or without those
8 medications. I'm talking about low or below normal
9 levels.
10 Q. What is the range of normal blood pressures?
11 A. Blood pressures range, you know -- the general
12 range of normal is 110 to 140 over 70, 75. Most people
13 being approximately 70, for the bottom number, 75. One
14 hundred and twenty to 140 for the top number.
15 Q. Would 90 over 60 be considered an abnormal
16 blood pressure number?
17 A. Ninety over 60 would be considered abnormal
18 blood pressure in that patient who does not routinely
19 have that blood pressure or does neurologically better
20 at a higher blood pressure.
21 Q. And the same would be true for 90 over 70?
22 A. Yes.
23 MS. ANDERSON: May I approach, Your Honor?
24 THE COURT: Sure.
25
231
1 BY MS. ANDERSON:
2 Q. Dr. Hammesfahr, I have handed you Exhibit 27,
3 23, 25, 26, 31, 38, 39, 43, 48, 49, 51, 52, 53, 57, 59,
4 61, 62, 63, 65, and 73.
5 Do you recognize these various abstracts?
6 A. Yes, I do.
7 Q. And do you recognize them as coming from
8 authoritative sources?
9 A. Yes, I do.
10 Q. What do these -- what does this second group
11 of abstracts concern?
12 A. They concern the use of vasodilators in blood
13 flow studies, essentially. They also discuss, to some
14 degree, experimental design.
15 MS. ANDERSON: Your Honor, I'd move those
16 exhibits into evidence at this time.
17 MR. FELOS: Your Honor, I renew my objection.
18 THE COURT: These are exhibits which I assume
19 are talking about blood flow design.
20 MS. ANDERSON: No. The use of drugs and blood
21 flow.
22 BY MS. ANDERSON:
23 Q. Did you just say blood flow design,
24 Dr. Hammesfahr?
25 A. No. There are one or two here that deal with
232
1 experimental design of clinical studies. To have a
2 double blind study or not to have a double blind study.
3 Do you need to have a double blind study. The rest of
4 them deal with the correlation between vasodilators and
5 blood flow. There are a variety of different
6 techniques.
7 THE COURT: What's, in general, dealing with
8 the testimony of the source?
9 BY MS. ANDERSON:
10 Q. Okay. Can you read where these articles or
11 abstracts were published?
12 A. These abstracts come from the National Library
13 of Medicine, and they include abstracts from The
14 American Journal of Cardiology, The New England Journal
15 of Medicine, The American Journal of Cardiology again,
16 Stroke, Lancet, archives.
17 THE COURT: I will accept these as in the
18 whole lot with the earlier ones that we received,
19 the magazines that were previously not identified
20 by other physicians.
21 MS. ANDERSON: That will fine. Thank you,
22 Judge.
23 THE COURT: Once again, may I have those
24 numbers, Doctor? Doctor, could you read the number
25 of those exhibits?
233
1 THE WITNESS: Sure. Twenty-seven, 23, 25, 26,
2 31, 38, 39, 43, 48, 49, 51, 53, 57, 59, 60, 61, 62,
3 63, 65, and 73.
4 THE COURT: Ms. Anderson, do you want those
5 marked for identification by this Court?
6 MS. ANDERSON: The ones that you have I would
7 consider to be offered to the Court for admission.
8 MR. FELOS: Your Honor, I have one question.
9 The first time Attorney Anderson read the list, I
10 wrote down 52. I don't know if I wrote that down
11 in error, but I didn't hear Dr. Hammesfahr mention
12 52. I want to clarify. Is there a 52?
13 THE COURT: I do not have 52 either, no.
14 THE WITNESS: I have 52 here, though.
15 MS. ANDERSON: Yes, 52 was intended to be part
16 of that.
17 THE COURT: I made a mistake. I'm sorry.
18 MS. ANDERSON: The title of 52 really is not
19 anything that I can pronounce.
20 THE COURT: Don't look at me.
21 BY MS. ANDERSON:
22 Q. It's 99 -- what is 99 M T-C-H-M-P-A-O?
23 A. It's a form of technetium which is used for
24 spec scans. It's a tracer to look at blood flow in the
25 brain as well as function in the brain done with
234
1 technetium in a spec scan.
2 Q. So that collection of numbers and letters in
3 the title refers to the tracer, the radiological tracer?
4 A. Correct.
5 THE COURT: Mr. Felos, I'm assuming you have
6 copies of these?
7 MR. FELOS: Yes, I do.
8 MS. ANDERSON: Yes, I have provided him with
9 copies of all of the exhibits.
10 BY MS. ANDERSON:
11 Q. Doctor, what does the term, decerebrate,
12 D-E-C-E-R-E-B-R-A-T-E, mean? Decerebrate.
13 A. Decerebrate is a term used properly in coma
14 patients; although, people will use it outside of a
15 patient with a coma. Essentially, it means that their
16 arms are extended straight, slightly internally rotated,
17 their hands are clinched, and their legs are straight in
18 front of them and their feet are sort of pushing down
19 like on a gas pedal with their back straight.
20 Q. Is that a rigid posture?
21 A. Yes, it is.
22 Q. And that is -- in other words, you could
23 not -- if you put the leg up, it would not bend at the
24 knee?
25 A. Correct.
235
1 Q. And is that a permanent indicator of a coma?
2 A. No. No. It is found in patients with coma
3 and it's found in patients who have massive injuries to
4 the cortex of the brain such that that area doesn't
5 function. But it is not -- it is not a prognostic sign.
6 It does not foretell the future. It simply foretells
7 the state at the time that you are examining them at
8 that moment.
9 Q. And it involves both the arms and legs?
10 A. Straight, yes.
11 Q. What is decorticate?
12 A. That, again, is a term reserved properly for
13 patients in coma. Although, it's frequently implied to
14 patients who are not in coma. But it is a condition
15 where patients have their legs extended and are rigid
16 and their arms flexed and their wrists flexed like this
17 (indicating).
18 They even get those same body positions, but
19 not being coma. And in that situation, it is not
20 properly called decorticate or decerebrate. Many of our
21 stroke patients have that sort of situation and come to
22 our office walking with those body positions that leaves
23 them half their volume. Again, it is more properly
24 termed due to spasticity.
25 Q. Spasticity?
236
1 A. Due to spasticity. And there are
2 characteristics of a spastic arm and spastic legs that
3 results in that type of posturing or that type of
4 holding the body in that fashion.
5 So properly termed, it's only seen in coma;
6 however, it has sort of spilled into the general
7 community to refer to anybody with that type of body
8 condition, decorticate or decerebrate, whether there is
9 coma or not present.
10 Q. Now, have you ever treated a patient with
11 contractures?
12 A. Yes.
13 Q. Has your treatment had any affect on
14 contractures?
15 A. Oh, certainly.
16 Q. Does it always have an affect on contractures?
17 A. More usually than not, yes, it is does. In
18 fact, that's a significant problem for us.
19 Q. A significant problem?
20 A. Well, as a patient is starting to walk, if
21 they had been using spasticity to hold their legs up, as
22 they start to reflex their body, they may mistake their
23 step. We have had some people actually break legs or
24 hips from tripping as they start to regain the ability
25 to walk and the spasticity reduces. The same thing goes
237
1 to the arms; we have had broken arms.
2 Q. Why would vasodilator therapy have an affect
3 on contractures?
4 A. Contractures are essentially a type of reflex
5 to the body. When the body doesn't give brain control,
6 or proper brain control, down to the arm or the leg, the
7 strong muscles of that extremity -- all of muscles
8 contract. But the strongest muscles contract harder
9 than the weaker muscles and pull the arm into a flexed
10 position and the legs go into an extended position. And
11 that's simply because all of the muscles are
12 contracting.
13 But the muscles in the arm being the strongest
14 are the biceps, the muscles that are involved in
15 flexion. In their hand, of course, is gripping flexion.
16 In the leg, the muscles that are strongest are those
17 that are involved in holding your body up against
18 gravity while walking. So those are the ones that
19 extend and straighten the legs.
20 Q. What are those?
21 A. The hamstrings or hip extensors are the
22 strongest, and all of the muscles involved in
23 straightening the leg and the foot are the strongest.
24 So when you start to improve brain function,
25 one of the things that the brain starts to do is cut
238
1 down the amount of abnormal contractions in the body,
2 then the spasticity starts to reduce itself so that the
3 arm starts to become more flexible and more pliable as
4 does the leg.
5 Q. Now, are contractures generally considered to
6 be permanent?
7 A. I mean, that's tough to answer. Because,
8 generally, a person who has had a stroke has
9 contractures. Yeah, they will tend to have a tendency
10 towards contractures. But with proper physical therapy,
11 those contractures can usually be prevented, or
12 prevented to a large degree.
13 Q. If they occur -- let's say there has been no
14 physical therapy and the patient is severely contracted.
15 Is it the conventional wisdom that contractures can only
16 be released with surgery?
17 A. No.
18 Q. Can you use physical therapy to release
19 contractures?
20 A. Certainly, you can use physical therapy. Most
21 commonly, physical therapy. And after that, medications
22 are either installed in a pump or we release medication
23 into the body continuously, which are muscle relaxers
24 for spasticity, or as pills. And there are other
25 techniques, including surgery, that we can use.
239
1 Q. Now, as part of your work in this case, did
2 you have occasion to observe Terry Schiavo without
3 actually examining her?
4 A. Yes, I did.
5 Q. Okay. Do you recall how many times you
6 observed her?
7 A. I think it's only once.
8 Q. Do you remember how long you observed her?
9 A. It was probably for half an hour to 40
10 minutes.
11 Q. Were her parents present during that
12 observation?
13 A. Her father was present, yes.
14 Q. Now, in addition to observing her, did you
15 physically examine her?
16 A. I guess I did.
17 Q. Do you recall what time of day your
18 examination of Terry began?
19 A. It started sometime in the morning.
20 Q. And when did it conclude approximately?
21 A. Probably around 3:00 in the afternoon.
22 Q. Why did you take so long to examine her?
23 A. Examining patients with brain injuries takes a
24 long time.
25 Q. Why?
240
1 A. There are a lot of reasons it takes a long
2 time. One of them is that you have to observe them.
3 You have to observe them over time and you have to
4 observe them with respect to people around them.
5 Second, they don't process the way the rest of us do.
6 So you can't go through examinations very rapidly. You
7 have to give them time and do different parts of the
8 exam very slowly and, very frequently, repetitively
9 while you try to identify how their body is working and
10 what can be done about it.
11 Q. So it simply takes -- it has to be a slower
12 exam; is that what you're saying?
13 A. It takes a long time. It's not just -- the
14 examination is a little bit different for the
15 brain-injured than for the average person that comes
16 through the door. Because of the communication problems
17 or language problems, you don't know if they understand
18 language, how they understand language. Do they
19 understand every word or do they come and go? You don't
20 know usually how well they see, what areas they can see
21 your body, and what areas they can't.
22 When you give them a command, they may not
23 respond to that command not right away. So you have to
24 observe them quite a while to see if they do respond
25 because there is a consistent delay. There is just a
241
1 lot more than your average patient.
2 Q. Now, were Mr. and Mrs. Schindler present
3 during your examination of Terry?
4 A. Yes, they were.
5 Q. Was Mr. Schiavo also present?
6 A. He was present for about half of the
7 examination, yes.
8 Q. Did you examine -- in addition to doing the
9 clinical examination, did you also look at the CT scan
10 of her brain done in July of this year?
11 A. Yes, I did.
12 MS. ANDERSON: Now, at this time, Your Honor,
13 I would like to start the videotape and have
14 Dr. Hammesfahr tell us how he proceeded in
15 examining her. It should appear on that screen on
16 the witness stand.
17 THE COURT: Now, contrary to what we will be
18 viewing, are you going to have him explain?
19 MS. ANDERSON: In some portions, I will have
20 him explain what we are seeing. There shouldn't be
21 a problem with volume control or technical problem.
22 But if it gets to be a problem, we will have him
23 stop the tape.
24 THE COURT: Is it too loud or too soft?
25 MS. ANDERSON: The volume control, I think, is
242
1 in a difficult place. If we are having trouble, it
2 sounds like gibberish, I will stop the tape.
3 BY MS. ANDERSON:
4 Q. Now, Dr. Hammesfahr is that what you saw when
5 you entered the room?
6 A. This actually occurred right before I entered
7 the room, as I recall. I don't have the audio. You can
8 tell when I entered the room with the audio. We had
9 this initially set up so that the videographer and
10 Mr. Schiavo were in the room. They were in the room
11 prior to me entering the room. Mr. Schiavo was not.
12 That's Mrs. Schindler. Then, I entered the room.
13 Q. What was the point of having -- was it her
14 father who was in the room?
15 A. No. I think it was Mr. Schiavo. I don't
16 think Mr. Schindler was in the room at that time.
17 Q. So Mr. Schiavo was in the room with Terry?
18 A. Right.
19 Q. What is that?
20 A. I don't hear it very well.
21 Q. Is that better?
22 A. Yes.
23 Q. What's that background noise that we are
24 hearing in this tape?
25 A. That's radio in the background.
243
1 That little blinking to this loud noise, that
2 is a little startle reflex that she has. She has a
3 facial quick-darting reflex when she glances to the
4 left, which is an orienting visual reflex.
5 Q. What is an orienting visual reflex?
6 A. It's a reflex designed to help identify
7 potential threats from the environment or things
8 happening. It occurs when a person -- for instance,
9 when you're driving, a person walks in your peripheral
10 vision, your eyes will dart to that side. Or, if you
11 heard a loud sound, you might dart to the side. It
12 happens momentarily.
13 Then from that point forward, if you continue
14 to look in the area, that's cognitive or voluntary.
15 Q. The initial glance --
16 A. The initial glances are reflex. But after
17 that first few milliseconds, if they continue to sustain
18 their gaze in a direct area, that's voluntary motion.
19 What was interesting is after you came in
20 here, she was having very little response to the people
21 around her, although maybe having some awareness to
22 music. It's hard to tell at this point.
23 Q. Here it appears as if she had gone to sleep?
24 A. We should continue.
25 This is interesting because right there, at
244
1 that sound, she had a response to that. I think that's
2 very interesting when you start to compare her to her
3 response to other people. She had not much response to
4 background music, not much response to Mr. Schiavo's
5 size.
6 Here she is hearing sounds. This is an
7 orientating cognitive awareness. She is aware of
8 background noises. She's hearing voices she wasn't
9 aware of. She stopped having sort of random motions and
10 she looked off to the left and then decides to ignore
11 it, based on this type of behavior.
12 Q. So the glance to the left to assess the threat
13 is reflexive?
14 A. Only if it lasts for maybe a quarter of a
15 second, beyond that it's voluntary.
16 Okay. Again, no response to sound. That's a
17 startle reflex. Again, very temporary.
18 MR. FELOS: Your Honor, I object. Yesterday
19 we had the time codes on. Can he do that today so
20 at least that would allow me to identify the
21 portions of the tape to which Dr. Hammesfahr is
22 referring?
23 THE VIDEOGRAPHER: This is 11:16 a.m.
24 MS. ANDERSON: Is this a VHS?
25 THE VIDEOGRAPHER: No. This is from the
245
1 laptop. This is one segment of 30 minutes 12
2 seconds. Starts at 11:16 and goes to 11:46.
3 MR. FELOS: Can we display it in this fashion
4 because we can identify what segment that's from
5 and what the code is from that segment?
6 MS. ANDERSON: The laptop doesn't show, so
7 Dr. Hammesfahr won't be able to do it.
8 THE VIDEOGRAPHER: We are having a problem
9 with the videotape and we had to run that over the
10 lunch. The videotape has the actual time of day on
11 it.
12 MR. FELOS: I don't need the actual time of
13 day, Your Honor. What is being displayed now is
14 the code for this segment of tape from 11:16 to
15 11:46, and it has the time code on it. All I
16 can -- I don't care what the reference is as long
17 as we have the reference, then we can identify
18 portions to which he is referring.
19 THE VIDEOGRAPHER: If I can play it back on
20 full screen. The actual image of Terry would be
21 substantially smaller and more difficult to detect.
22 THE COURT: Well, I don't know who that is
23 that's talking.
24 MS. ANDERSON: I'm sorry. This is Tom
25 Broderson of my office.
246
1 He makes a valid point that if the image is
2 minimized in order to capture of the elapsed time,
3 you are going to lose a lot of detail. Her eye
4 movement, for example, other parts.
5 THE COURT: So we had an ability to do it on
6 full screen?
7 MS. ANDERSON: Yes, on the digitized version.
8 But the running time, it's actual time of the day
9 of the clock. The date stamp, time stamp is on the
10 VHS, which is what I thought we were running.
11 THE VIDEOGRAPHER: If I may suggest. I have
12 some very rough notes on the contents that I can,
13 from time to time, tell you what minute, time of
14 day that pertains to, relatively close.
15 THE COURT: Well, the issue we had before was
16 using edited portions of the tape, and we needed
17 some basis to identify.
18 Mr. Felos, if this is the full tape, what's so
19 critical about having a particular time?
20 MR. FELOS: Well, Your Honor, I can identify
21 the portion of the tape and say, Dr. Hammesfahr,
22 you found that the patient did so and so at 11:32.
23 Wasn't that a hiccup or something like that. If we
24 have that, we have the opportunity to go back to
25 the tape at that time and review it.
247
1 MS. ANDERSON: If we are running digital
2 images, if Mr. Felos wishes, he can ask if that
3 this image can be brought to this format. It will
4 give us the elapsed time over in a corner.
5 MR. FELOS: I hate to keep interrupting the
6 presentation to see what is the time.
7 MS. ANDERSON: Well, the object here, of
8 course, is for the Court to be able to see the
9 maximum amount of information during this
10 examination.
11 MR. FELOS: In the same token, if
12 Dr. Hammesfahr feels we need to expand the picture
13 at any particular point of time, he could request
14 to do that at that time.
15 THE COURT: Do you want to watch the
16 secondhand, Mr. Felos?
17 MR. FELOS: I don't wear a watch.
18 MS. ANDERSON: Well, Mr. Broderson tells us he
19 might have that fixed over lunch.
20 THE COURT: Well, let's cross our fingers.
21 But my guess is that this particular portion will
22 take us to lunch.
23 MS. ANDERSON: Will take us to lunch?
24 THE COURT: Yes. That would be my guess.
25 MS. ANDERSON: Oh, yes. This leading time
248
1 before Dr. Hammesfahr comes in the room and begins
2 to work with her lasts about seven minutes, and
3 we're five minutes into it.
4 THE COURT: But wasn't this tape something
5 like 30 minutes?
6 MS. ANDERSON: It was a 30-minute segment. So
7 just run this one straight through?
8 THE COURT: I'm not telling you how to present
9 your case.
10 MS. ANDERSON: Is that what you're
suggesting?
11 THE COURT: Well, my thought is we should be
12 breaking around 12:20, plus or minus, for lunch.
13 MS. ANDERSON: Okay.
14 THE COURT: And my thought is this tape would
15 take us there.
16 MS. ANDERSON: That should satisfy Mr. Felos
17 because this will be within the first 30-minute
18 block of the entire examination.
19 THE COURT: I'm not certain it satisfies, but
20 I think it will certainly minimize whatever concern
21 he has.
22 MS. ANDERSON: Very good.
23 BY MS. ANDERSON:
24 Q. Continue, Dr. Hammesfahr.
25 A. That little glance she just had there was an
249
1 auditory reflex. You heard a quick sound.
2 Q. What was that, a radio sound, or what was it?
3 A. That was some sound in the background of the
4 room. Probably when I walked into the room or
5 something. Some sound from the background.
6 She is hearing voices, and you can see she is
7 becoming more aware. She is actually waking up and
8 becoming more aware of that sound. That's not
9 reflexive. The reflexes that I already talked about
10 were just quick twitches. That's what reflexes are.
11 Most of the sound during this time occurred,
12 this background, random sound beyond the radio occurred
13 towards the left where she was looking. That was where
14 Mr. Schiavo and myself were standing or sitting. That's
15 where the doorway was.
16 That's a startle reflex. She is starting to
17 wake up. You see how quick the reflexes are there, just
18 a twitch of the eye or of the face, that's just normal,
19 how it is for any of us. She hears more sounds, becomes
20 more aware. She became more aware.
21 MS. ANDERSON: Can you hold that for just a
22 minute, the volume?
23 BY MS. ANDERSON:
24 Q. Her eyes move to the left and then back to the
25 right in that segment we just saw. Did you observe
250
1 that?
2 A. Right.
3 Q. What do you call that?
4 A. Well, she is just waking up and becoming more
5 aware of her surroundings. Reflexes have the
6 characteristic that they happen each and every time.
7 They are under some cognition and voluntary control. So
8 when you hear repetitive sounds -- we don't startle
9 every time we see somebody walk in the room. We might
10 actually have our eyes glance, but we don't startle each
11 time. That control, that startle reflex, is a voluntary
12 or cognitive activity as you are aware of your
13 surroundings.
14 She startled earlier on much more frequently.
15 She is startling much less frequently now. Even now as
16 we begin to talk to her, she is aware. Her eyes looking
17 to the left and then she brings her eyes back more to
18 me.
19 Now, watch that. That's not a reflex. She
20 looked at her; she changed her facial expression.
21 Q. Her mother, you mean?
22 A. Yes. With her mother. She persistently
23 changed her facial expressions. She does not have the
24 startle or orienting reflexes. She is bringing her gaze
25 consistently towards her mother, in her general